This listing includes SEC Guidance Notes, you can download them and read at your own convenient time.
| File Name | Download |
|---|---|
| Market Guidance Note No. 1 of 2014 | Market Guidance Note No. 1 of 2014 |
| Market Guidance Note No.1 of 2018- Payment of Annual Fees | Market Guidance Note No.1 of 2018- payment of annual fees |
| Market Guidance Note On Rule 16 & 18 | Guidance Note On Rule 16 & 18 |
| Guidance Note No. 1 of 2017 - Minimum Complaints Handling Procedures for Capital Markets Licensees in Zambia | Guidance Note No. 1 of 2017 - Minimum Complaints Handling Procedures for Capital Markets Licensees in Zambia |
| Graduated Fines Framework | Graduated Fines Framework |
| Market Guidance on The Application Process For A Share Transfer Agent’s Licence | SHARE TRANSFER- APPLICATION GUIDANCE NOTES (002) |