This listing includes SEC Circulars, you can download them and read at your own convenient time.
| File Name | Download |
|---|---|
| Circular-1-of-2024-Calendar-of-Submission | Circular-1-of-2024-Calendar-of-Submission |
| Circular No. 5 of 2023 - Call For Expressions of Interest to Join The Capital Markets Master (CMMP) Action Teams | Call For Expressions of Interest to Join The Capital Markets Master (CMMP) Action Teams |
| Circular 1 of 2023 - Calendar of Submission | Circular-1-of-2023-Calendar-of-Submission 1 |
| Circular No 1 of 2022 - Secondary Market Bond Trading | Circular No 1 of 2022 - Secondary Market Bond Trading |
| Circular 1 of 2022 - Calendar of Submissions | Circular 1 of 2022 - Calendar of Submissions |
| Circular 1 of 2021 Calendar of Submissions | Circular 1 of 2021 Calendar of Submissions |
| Circular No. 3 of 2020 - Guidance on Market Interventions to Mitigate Spread of Covid-19 | Circular 3 OF 2020 - Guidance on Market Interventions to Mitigate Spread of Covid-19_FINAL_01 04 2020 |
| Circular No. 2 of 2020 - Guidance On Postponement Of Annual General Meetings Due To Health Concerns Over The Covid-19 Pandemic” | Circular No.2 of 2020–“Guidance On Postponement Of Annual General Meetings Due To Health Concerns Over The Covid-19 Pandemic” |
| Circular No. 1 of 2020 - DMSD (Calendar for 2020 Submissions) | Circular No. 1 of 2020 - DMSD (Calendar for 2020 Submissions) |
| Circular to capital market players - Non-authorization of Invest Trace to access share registers | Circular to capital market players - Non-authorization of Invest Trace to access share registers |
| DMSD Circular 1 - 2019 - Sec Monthly Capital Adequacy Return Template | DMSD Circular 1 - 2019 - Sec Monthly Capital Adequacy Return Template |
| DMSD Circular 1 - 2019 - Submission of Monthly Capital Adequacy Returns | DMSD Circular 1 - 2019 - Submission of Monthly Capital Adequacy Returns |
| DMSD Circular 3 - Professional Indemnity Insurance | DMSD Circular 3 - Professional Indemnity Insurance |
| DMSD Circular 4 - Board Meeting Notifications and Other Notifications And Information To The Securities And Exchange Commission | DMSD Circular 4 - Board Meeting Notifications and Other Notifications And Information To The Securities And Exchange Commission |
| Circular No 4-2019 - DMSD Continuing Obligations - Disclosures and other Notifications (Not Approvals) | CIRCULAR No 4-2019 - DMSD CONTINUING OBLIGATIONS - DISCLOSURES AND OTHER NOTIFICATIONS (NOT APPROVALS) |
| Circular No 1-2019- DMSD Submission of Monthly Capital Adequacy Returns | Circular No 1-2019- DMSD SUBMISSION OF MONTHLY CAPITAL ADEQUACY RETURNS |
| Circular No 3-2019-DMSD Compliance with Section 182 (2) of the Securities Act No. 41 - Professional Indemnity Insurance | Circular No 3-2019-DMSD COMPLIANCE WITH SECTION 182 (2) OF THE SECURITIES ACT NO. 41 - PROFESSIONAL INDEMNITY INSURANCE |