Download the Securities Act 2016
The Act, amongst other things, provides for:
(a) The establishment of a body known as the Securities and Exchange Commission,
(b) The provisions of the First Schedule
(c) The Commissions Functions
(d) Rules relating to Exchanges
PART I PRELIMINARY
PART II THE SECURITIES AND EXCHANGE COMMISSION
PART III LICENSING OF SECURITIES EXCHANGES AND CLEARING AND SETTLEMENT AGENCIES
PART IV SELF-REGULATORY ORGANISATIONS
PART V LICENSING AND REGULATION OF CAPITAL MARKETS OPERATORS
PART VI CREDIT RATING AGENCIES
PART VII REGULATION OF SECURITIES EXCHANGES
PART VIII REGISTRATION OF SECURITIES, REGISTERED SECURITIES AND TRADING ON SECURITIES EXCHANGE
PART IX REGULATION OF CLEARING AND SETTLEMENT AGENCIES
PART X COLLECTIVE INVESTMENT SCHEMES AND VENTURE CAPITAL FUNDS
PART XI MERGERS AND TAKE-OVERS
PART XII INSIDER TRADING
PART XIII AUDITING AND CORPORATE RESPONSIBILITIES OF LISTED COMPANIES
PART XIV INFORMATION, INVESTIGATIONS, INSPECTIONS AND CO-OPERATION
PART XV CIVIL LIABILITY
PART XVI COMPENSATION FUND
PART XVII CAPITAL MARKETS TRIBUNAL
PART XVIII OFFENCES ON IMPROPER TRADING PRACTICES
PART XIX MISCELLANEOUS PROVISIONS
SCHEDULES
Download the Securities Act 2016