Registration with the Securities & Exchange Commission
The first step would be for the company to convert to a public company and then to file in a registration statement, accompanied with an application letter, sent through a Designated Advisor (DA). The following documents need to be submitted along with the foregoing:
• Certificate of incorporation
• Share certificate
• Board resolutions authorizing allotment and issue of shares
• Board resolution authorizing issue of the shares
• Audited Financial statements for the last three years or a shorter period
Securities & Exchange Commission, Zambia
Protecting Investors in the Capital Markets
Latest News
Ponzi Scheme: CORE VARIOUS
MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA
PONZI SCHEME REPORT – TRUST FUNDER
SCAM ALERT: AGR SOLAR ENERGY CO LTD
Failure And/or Neglect By Pamodzi Hotel Plc To Disclose Price-Sensitive Information
OPERATION OF UNAUTHORISED PRIVATE FUNDS
Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines
Press Release – Regulatory Sandbox Framework for Capital Markets
Green Bond Notice
Investment Advisors and Stockbrokers Course
Tuesday, January 21, 2025