| Form Name | Download |
|---|---|
| Form 1 | Form1securitiesexchangelicence |
| Form 2 | Dealer Application Form |
| Form 3 | Individual Investment Licence |
| Form 4 | Form4investmentlicence |
| Form 5 | Dealer Investment Adviser Renewal |
| Form 6 | Representative Licence |
| Form 7 | Renewal Dealer Investment Rep |
| Form 8 | Record of Securities |
| Form 9 | Notice of Place of Record |
| Form 10 | Notice of Change of place of Business |
| Form 11 | Notification of Cessation of Business |
| Form 12 | Notice of Change of Reps Principal |
| Share Transfer Agent Application Form_Final |
CHECKLISTS:
New Checklist for New Companies – 2024
Registration of Securities
New Checklist for New Applicants – Individuals 2024
Character Reference Letter Template