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Securities & Exchange Commission, Zambia

Securities & Exchange Commission, Zambia

Protecting Investors in the Capital Markets

Stay Connected

  • HOME
  • ABOUT
    • Mission & Vision
    • Organisation Structure
    • Directorate Market Supervision and Development
    • Directorate Enforcement & Legal Services
    • Website Disclaimer
  • LICENCING
    • List of Capital Market Operators
    • Forms/Checklists
  • SECURITIES REGISTRATION
    • LAWS & REGULATIONS
      • Securities Acts
      • Rules
      • Guidelines
      • Directives
      • Guidance Notes
      • Circulars
      • Draft Laws and Regulations
        • Stakeholder Consultations in Progress
        • Other Stakeholder Consultations
      • Judgments and Rulings
        • Court of Appeal
        • Capital Markets Tribunal
        • High Court
    • Equity/Debt
    • Employee Share Option Plans
    • Mergers and Acquisitions
    • Registered Securities
    • Collective Investment Schemes
  • Investor Information
    • Investor Protection
      • Warnings and Alerts
      • File a Compliant/Tip
    • Investor Education
      • Education
      • FAQs
  • Publications
    • Bonds Secondary Market Trades
    • Quarterly Publications (Bulletin)
    • Annual Reports
    • Other Publications
      • Forms/Checklists
  • SEC Special Projects
    • RISK BASED SUPERVISION
      • RBS Introduction and Background
      • RBS Toolkit
      • RBS Frequently Asked Questions
    • Capital Markets Master Plan
      • Capital Markets Master Plan
  • LATEST NEWS
    • News
    • Events
    • Events Calendar
    • Press Releases
    • Media Gallery

Latest News

Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines

Press Release – Regulatory Sandbox Framework for Capital Markets

Green Bond Notice

Investment Advisors and Stockbrokers Course

Amnesty Notice for Unlicensed Capital Market Players

Payment of 2024 Annual Licence and Issuer Fees

PUBLIC ALERT : FUD-FOOTBALL

Unlicensed Investment Scheme: QZ ASSET MANAGEMENT

Securities and Exchange Commission of Zambia joins Sustainable Banking and Finance Network

Lifting of Supervisory Possession of Laurence Paul Investment Services
Saturday, November 23, 2024
events news

Investment Advisors and Stockbrokers Course

March 24, 2022

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Notice Of Suspension of Investment Advisors License – Simon Kalunga Mpasa
The Securities and Exchange Commission – Chairperson’s Breakfast

UPCOMING EVENTS & ACTIVITIES

Submit a Tip or File a Complaint
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LATEST TWEETS

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Recent Activities

  • OPERATION OF UNAUTHORISED PRIVATE FUNDS
  • Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines
  • Press Release – Regulatory Sandbox Framework for Capital Markets
  • Green Bond Notice
  • Investment Advisors and Stockbrokers Course

Corporate Office Address

Stand No. 5475 – Corner of Great East Road and Libala Road, Kalundu,
P.O Box 35165,
Lusaka, Zambia.

Email: info@seczambia.org.zm
Tel: +260 211 227012/222368/222369

Useful Links

Lusaka Securities Exchange

Bank of Zambia

Pensions and Insurance Authority

Ministry of Finance

Capital Markets Association Of Zambia – CMAZ

 

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