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Securities & Exchange Commission, Zambia

Securities & Exchange Commission, Zambia

Protecting Investors in the Capital Markets

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  • HOME
  • ABOUT
    • Mission & Vision
    • Our Board
    • Organisation Structure
    • Directorate Market Supervision and Development
    • Directorate Enforcement & Legal Services
    • Website Disclaimer
  • LICENCING
    • List of Capital Market Operators
    • Forms/Checklists
  • SECURITIES REGISTRATION
    • LAWS & REGULATIONS
      • Securities Acts
      • Rules
      • Guidelines
      • Directives
      • Guidance Notes
      • Circulars
      • Draft Laws and Regulations
        • Stakeholder Consultations in Progress
        • Other Stakeholder Consultations
      • Judgments and Rulings
        • Court of Appeal
        • Capital Markets Tribunal
        • High Court
    • Equity/Debt
    • Employee Share Option Plans
    • Mergers and Acquisitions
    • Registered Securities
    • Collective Investment Schemes
  • Investor Information
    • Investor Protection
      • Warnings and Alerts
      • File a Compliant/Tip
    • Investor Education
      • Education
      • FAQs
  • Publications
    • Bonds Secondary Market Trades
    • Quarterly Publications (Bulletin)
    • Annual Reports
    • Other Publications
      • Forms/Checklists
  • SEC Special Projects
    • RISK BASED SUPERVISION
      • RBS Introduction and Background
      • RBS Toolkit
      • RBS Frequently Asked Questions
    • Capital Markets Master Plan
      • Capital Markets Master Plan
  • LATEST NEWS
    • News
    • Events
    • Events Calendar
    • Press Releases
    • Media Gallery

Latest News

𝗜𝗡𝗩𝗘𝗦𝗧𝗠𝗘𝗡𝗧 𝗔𝗗𝗩𝗜𝗦𝗢𝗥𝗦 𝗔𝗡𝗗 𝗦𝗧𝗢𝗖𝗞𝗕𝗥𝗢𝗞𝗘𝗥𝗦 𝗖𝗢𝗨𝗥𝗦𝗘

Ponzi Scheme: CORE VARIOUS

MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA

PONZI SCHEME REPORT – TRUST FUNDER

SCAM ALERT: AGR SOLAR ENERGY CO LTD

Failure And/or Neglect By Pamodzi Hotel Plc To Disclose Price-Sensitive Information

OPERATION OF UNAUTHORISED PRIVATE FUNDS

Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines

Press Release – Regulatory Sandbox Framework for Capital Markets

Green Bond Notice
Friday, February 21, 2025
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Regulatory Framework for Green Bonds

July 21, 2021

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Exemption for Auditors and Issuers from Compliance with Requirement to Submit Audited Financial Statements Within 120 Days and Directive for Compliance Within 150 Days
The Securities and Exchange Invites You to A Virtual Townhall Meeting

UPCOMING EVENTS & ACTIVITIES

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Recent Activities

  • PUBLIC ALERT – SEC Impersonation
  • 𝗜𝗡𝗩𝗘𝗦𝗧𝗠𝗘𝗡𝗧 𝗔𝗗𝗩𝗜𝗦𝗢𝗥𝗦 𝗔𝗡𝗗 𝗦𝗧𝗢𝗖𝗞𝗕𝗥𝗢𝗞𝗘𝗥𝗦 𝗖𝗢𝗨𝗥𝗦𝗘
  • Ponzi Scheme: CORE VARIOUS
  • MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA
  • PONZI SCHEME REPORT – TRUST FUNDER

Corporate Office Address

Stand No. 5475 – Corner of Great East Road and Libala Road, Kalundu,
P.O Box 35165,
Lusaka, Zambia.

Email: info@seczambia.org.zm
Tel: +260 211 227012/222368/222369

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Lusaka Securities Exchange

Bank of Zambia

Pensions and Insurance Authority

Ministry of Finance

Capital Markets Association Of Zambia – CMAZ

 

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