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Securities & Exchange Commission, Zambia

Securities & Exchange Commission, Zambia

Protecting Investors in the Capital Markets

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  • HOME
  • ABOUT
    • Mission & Vision
    • Our Board
    • Organisation Structure
    • Directorate Market Supervision and Development
    • Directorate Enforcement & Legal Services
    • Website Disclaimer
  • LICENCING
    • List of Capital Market Operators
    • Forms/Checklists
  • SECURITIES REGISTRATION
    • LAWS & REGULATIONS
      • Securities Acts
      • Rules
      • Guidelines
      • Directives
      • Guidance Notes
      • Circulars
      • Draft Laws and Regulations
        • Stakeholder Consultations in Progress
        • Other Stakeholder Consultations
      • Judgments and Rulings
        • Court of Appeal
        • Capital Markets Tribunal
        • High Court
    • Equity/Debt
    • Employee Share Option Plans
    • Mergers and Acquisitions
    • Registered Securities
    • Collective Investment Schemes
  • Investor Information
    • Investor Protection
      • Warnings and Alerts
      • File a Compliant/Tip
    • Investor Education
      • Education
      • FAQs
  • Publications
    • Bonds Secondary Market Trades
    • Quarterly Publications (Bulletin)
    • Annual Reports
    • Other Publications
      • Forms/Checklists
  • SEC Special Projects
    • RISK BASED SUPERVISION
      • RBS Introduction and Background
      • RBS Toolkit
      • RBS Frequently Asked Questions
    • Capital Markets Master Plan
      • Capital Markets Master Plan
  • LATEST NEWS
    • News
    • Events
    • Events Calendar
    • Press Releases
    • Media Gallery

Latest News

𝗜𝗡𝗩𝗘𝗦𝗧𝗠𝗘𝗡𝗧 𝗔𝗗𝗩𝗜𝗦𝗢𝗥𝗦 𝗔𝗡𝗗 𝗦𝗧𝗢𝗖𝗞𝗕𝗥𝗢𝗞𝗘𝗥𝗦 𝗖𝗢𝗨𝗥𝗦𝗘

Ponzi Scheme: CORE VARIOUS

MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA

PONZI SCHEME REPORT – TRUST FUNDER

SCAM ALERT: AGR SOLAR ENERGY CO LTD

Failure And/or Neglect By Pamodzi Hotel Plc To Disclose Price-Sensitive Information

OPERATION OF UNAUTHORISED PRIVATE FUNDS

Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines

Press Release – Regulatory Sandbox Framework for Capital Markets

Green Bond Notice
Friday, February 21, 2025
Warnings and Alerts

Public Warning: Unlicensed Investment Advisers

February 21, 2023

Read More – Public Warning – Unlicensed Investment Advisers

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Lifting of Supervisory Possession of Laurence Paul Investment Services
Securities and Exchange Commission of Zambia joins Sustainable Banking and Finance Network

UPCOMING EVENTS & ACTIVITIES

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LATEST TWEETS

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Recent Activities

  • PUBLIC ALERT – SEC Impersonation
  • 𝗜𝗡𝗩𝗘𝗦𝗧𝗠𝗘𝗡𝗧 𝗔𝗗𝗩𝗜𝗦𝗢𝗥𝗦 𝗔𝗡𝗗 𝗦𝗧𝗢𝗖𝗞𝗕𝗥𝗢𝗞𝗘𝗥𝗦 𝗖𝗢𝗨𝗥𝗦𝗘
  • Ponzi Scheme: CORE VARIOUS
  • MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA
  • PONZI SCHEME REPORT – TRUST FUNDER

Corporate Office Address

Stand No. 5475 – Corner of Great East Road and Libala Road, Kalundu,
P.O Box 35165,
Lusaka, Zambia.

Email: info@seczambia.org.zm
Tel: +260 211 227012/222368/222369

Useful Links

Lusaka Securities Exchange

Bank of Zambia

Pensions and Insurance Authority

Ministry of Finance

Capital Markets Association Of Zambia – CMAZ

 

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